Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

IFPRU 3.1 Base own funds requirement

As Published: 2014

IFPRU 3.1 Base own funds requirement

…

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

…

COBS 3.5 Professional clients

As Published: 2007

COBS 3.5 Professional clients

…

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

…

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF

…

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

…

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MCOB 4.11 Sale and rent back: advising and selling standards

CASS 11.3 Responsibility for CASS operational oversight

GEN 5.1 Application and purpose

DTR 1A.3 FCA may require the publication of information

LR 5.3 Requests to cancel or suspend

PERG 7.4 Does the article 54 exclusion apply?

REC 2.14 Rules and consultation

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

COBS 16.4 Statements of client designated investments or client money

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

ICOBS 6.1 Providing product information to customers: general

SUP 8.3 Applying for a waiver