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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

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PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

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EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

As Published: 2016

EG 9.7 Other powers that may be relevant when the FCA is considering whether to exercise its power to make a prohibition order

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EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

As Published: 2016

EG 19.8 Electronic Commerce Directive (Financial Services and Markets) Regulations 2002

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EG 7.3 FCA’s statements of policy

As Published: 2015

EG 7.3 FCA’s statements of policy

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RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

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PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

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PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

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LR 1.2 Modifying rules and consulting the FCA

As Published: 2010

LR 1.2 Modifying rules and consulting the FCA

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DTR 1A.2 Modifying rules and consulting the FCA

As Published: 2012

DTR 1A.2 Modifying rules and consulting the FCA

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