Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

…

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

As Published: 2015

DEPP 6A.3A Determining the appropriate length of the period of limitation for approvals under section 59 of the Act

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.7A Position management and position reporting in relation to commodity derivatives

EG 18.1 Cancellation on the FCA’s own-initiative

DTR 1.5 Fees and sanctions

EG 4.3 Notification where a particular person is not yet under investigation

MAR 10.1 Application

SUP 5.1 Application and purpose

BIPRU 11.5 Technical criteria on disclosure: General requirements

LR 2.2 Requirements for all securities

PERG 4.6 Advising on regulated mortgage contracts

PERG 4.10B Regulation of buy to let lending

GEN 7.1 Application

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

BIPRU 12.3 Liquidity risk management

DISP 3.5 Resolution of complaints by the Ombudsman

LR 11.1 Related party transactions

FIT 1.3 Assessing fitness and propriety

SUP 13.10 Applicable provisions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation