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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.4 The business test

As Published: 2018

PERG 5.4 The business test

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

As Published: 2011

COBS 6.1D Product provider requirements relating to consultancy charging and remuneration

FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

EG 9.6 Applications for variation or revocation of prohibition orders

As Published: 2015

EG 9.6 Applications for variation or revocation of prohibition orders

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2013

DEPP 2.3 Decision notices and second supervisory notices

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints