Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

As Published: 2016

EG 19.11 Financial Services (Distance Marketing) Regulations 2004

…

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

…

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

…

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

…

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

…

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 5.2 Application process

EG 5.7 The relevance of settled cases to subsequent action

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 1A.2 Introduction

COLL 12.3 EEA UCITS management companies

REC 2.5 Systems and controls, algorithmic trading and conflicts

FIT 2.1 Honesty, integrity and reputation

DISP 1.1A Complaints handling requirements for MiFID complaints

PERG 2.6 Specified investments: a broad outline

SUP 13A.7 Top-up permission

SYSC 4.1 General requirements

EG 19.20 Payment Services Regulations 2017

DEPP 2.1 Statutory notices