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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MIPRU 3.1 Application and purpose

As Published: 2006

MIPRU 3.1 Application and purpose

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SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

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GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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DISP App 3.3 The approach to considering evidence at step 1

As Published: 2017

DISP App 3.3 The approach to considering evidence at step 1

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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BIPRU 13.4 CCR mark to market method

As Published: 2006

BIPRU 13.4 CCR mark to market method

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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PERG 8.16 Financial promotions concerning funeral plans

As Published: 2005

PERG 8.16 Financial promotions concerning funeral plans

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

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TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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DEPP 4.2 Urgent statutory notice cases

As Published: 2011

DEPP 4.2 Urgent statutory notice cases

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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