Search Result

61 - 80 of 1644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

PERG 15.6 Territorial scope

As Published: 2013

PERG 15.6 Territorial scope

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

SYSC 5.2

As Published: 2015

SYSC 5.2

DISP 1.2 Consumer awareness rules

As Published: 2003

DISP 1.2 Consumer awareness rules

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 4.6

As Published: 2015

SYSC 4.6

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts