Search Result

561 - 580 of 1165 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 20.2 Information gathering and investigation powers

As Published: 2016

EG 20.2 Information gathering and investigation powers

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

MCOB 2.5 Reliance on others

As Published: 2006

MCOB 2.5 Reliance on others

FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

CREDS 9.1 Application and purpose

As Published: 2011

CREDS 9.1 Application and purpose