Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

EG 16.4 The effect of a disapplication order

As Published: 2016

EG 16.4 The effect of a disapplication order

…

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 9.9 The effect of the FCA’s decision to withdraw approval

LR 10.2 Classifying transactions

SUP 10C.11 Statements of responsibilities

SUP 13A.6 Which rules will an incoming EEA firm be subject to?

LR 20.1 Application

LR 15.6 Notifications and periodic financial information

SUP 12.9 Record keeping

DTR 6.2 Filing information and use of language

COBS 13.6 Preparing product information: adviser and consultancy charges

COBS 22.3 Restrictions on the retail distribution of contingent convertible instruments and CoCo funds

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

EG 7.2 Alternatives to sanctions

REC 2.11 Custody

COLL 7.6 Schemes of arrangement

CASS 10.1 Application, purpose and general provisions

BIPRU 11.5 Technical criteria on disclosure: General requirements

CASS 5.6 Client money distribution

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

EG 16.4 The effect of a disapplication order

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals