Search Result

321 - 340 of 1504 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

IFPRU 4.11 Income-producing real estate portfolios

As Published: 2014

IFPRU 4.11 Income-producing real estate portfolios

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

CONC 4.2 Pre-contract disclosure and adequate explanations

As Published: 2014

CONC 4.2 Pre-contract disclosure and adequate explanations

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

LR 10.1 Preliminary

As Published: 2005

LR 10.1 Preliminary

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

SYSC 20.2 Reverse stress testing requirements

As Published: 2018

SYSC 20.2 Reverse stress testing requirements

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

APER 4.6 Statement of Principle 6

As Published: 2015

APER 4.6 Statement of Principle 6

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities