Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application

…

EG 19.9 Electronic commerce activity directions: the FCA’s policy

As Published: 2016

EG 19.9 Electronic commerce activity directions: the FCA’s policy

…

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2010

DEPP 6.6 Financial penalties for late and incomplete submission of reports

…

SUP 18.3 Insurance business transfers outside the United Kingdom

As Published: 2015

SUP 18.3 Insurance business transfers outside the United Kingdom

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DISP 1.1 Purpose and application

REC 4.1 Application and purpose

DTR 1B.1 Application and purpose (Corporate governance)

EG 10.5 Section 198: the FCA’s policy

PRIN 3.4 General

GEN 4.3 Letter disclosure

COLL 5.1 Introduction

FEES 13.2 The IML levy

ICOBS 8.4 Employers’ Liability Insurance

SYSC 12.1 Application

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 2.5 Investments and activities: general

LR 11.1 Related party transactions

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

CASS 6.1 Application

EG 19.9 Electronic commerce activity directions: the FCA’s policy

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 18.3 Insurance business transfers outside the United Kingdom