Search Result

721 - 740 of 1644 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 13.8 Power to apply to court for a provisional liquidator

As Published: 2016

EG 13.8 Power to apply to court for a provisional liquidator

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

SYSC 22.2 Getting, giving and updating references: the main rules

As Published: 2016

SYSC 22.2 Getting, giving and updating references: the main rules

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

CONC 7.8 Jurisdictional requirements

As Published: 2014

CONC 7.8 Jurisdictional requirements

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

DISP App 3.10 Application: evidential provisions and guidance

As Published: 2017

DISP App 3.10 Application: evidential provisions and guidance

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

PERG 6.4 Limitations of this guidance

As Published: 2005

PERG 6.4 Limitations of this guidance

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent