Search Result

121 - 140 of 1197 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

SUP 16.24 Retirement income data reporting

As Published: 2017

SUP 16.24 Retirement income data reporting

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 10A.13 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10A.13 Application for approval and withdrawing an application for approval

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements