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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

BIPRU 8.5 Basis of consolidation

As Published: 2010

BIPRU 8.5 Basis of consolidation

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

CASS 11.11 Records, accounts and reconciliations

As Published: 2014

CASS 11.11 Records, accounts and reconciliations

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting