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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

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LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SUP 2.3 Information gathering by the FCA on its own initiative: cooperation by firms

COCON 4.1 Specific guidance on individual conduct rules

FEES 3.2 Obligation to pay fees

LR 5.2 Cancelling listing

LR 13.8 Other circulars

LR 9.2 Requirements with continuing application

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

EG App 3.6 COPFS

SUP 16.12 Integrated Regulatory Reporting

CASS 1A.3 Responsibility for CASS operational oversight

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

REC 4.5 FCA supervision of action by UK RIEs under their default rules

COND 2.3 Effective supervision

CASS 7.19 Clearing member client money sub-pools

DTR 8.5 Supervision of primary information providers

SYSC 19D.3 Remuneration principles

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

ICOBS 8.4 Employers’ Liability Insurance

LR 5.5 Miscellaneous

APER 1.1A Application