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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

As Published: 2014

PERG 8.17-A Financial promotions concerning consumer credit and consumer hire

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SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

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SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

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COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

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COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

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Similar To

SYSC 4.1 General requirements

SUP 13.5 Notices of intention

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 10C.1 Application

MCOB 3A.1 Application and purpose

PERG 8.17 Financial promotions concerning agreements for qualifying credit

COCON 1.1 Application

CONC 3.1 Application

SUP 13A.7 Top-up permission

SUP 13.6 Changes to branches

DEPP 2.5 Provision for certain categories of decision

PERG 9.10 Significance of being an open-ended investment company

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy