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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

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MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

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MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

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MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

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Similar To

PERG 2.4 Link between activities and the United Kingdom

IFPRU 8.2 Large Exposures

CONC 2.7 Distance marketing

IFPRU 11.7 Notifications

MIPRU 4.2F Exposures and risk weights

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MAR 5A.8 Reporting requirements

BIPRU 12.8 Cross-border and intra-group management of liquidity

MAR 5.2 Purpose

SUP 10A.8 Systems and controls functions

MAR 6.3A Quality of execution

REC 6.3 Recognition requirements

CASS 7.12 Organisational requirements: client money

MAR 5.4 Finalisation of transactions

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.6 Finalisation of transactions

MAR 5.6 Reporting requirements

MAR 5A.7 Monitoring compliance with the rules of the OTF