Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

…

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

As Published: 2016

EG 20.5 Prosecution of criminal offences under the Consumer Credit Act 1974

…

SUP 11.3 Requirements on controllers or proposed controllers under the Act

As Published: 2001

SUP 11.3 Requirements on controllers or proposed controllers under the Act

…

COLL 11.6 Winding up, merger and division of master UCITS

As Published: 2013

COLL 11.6 Winding up, merger and division of master UCITS

…

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

…

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

…

EG 3.6 Investigations into collective investment schemes (section 284)

As Published: 2016

EG 3.6 Investigations into collective investment schemes (section 284)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

DEPP 6.5 Determining the appropriate level of financial penalty

FEES 5.2 Introduction

SUP 18.4 Friendly Society transfers and amalgamations

DEPP 8.1 Introduction

SUP 1A.1 Application and purpose

SUP 10A.6 FCA governing functions

REC 2.5 Systems and controls, algorithmic trading and conflicts

PERG 8.17 Financial promotions concerning agreements for qualifying credit

EG 3.5 Official listing investigations (section 97)

FIT 1.2 Introduction

SYSC 4.6

EG 5.2 When settlement decisions may take place

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation