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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

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SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

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CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

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REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

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PERG 2.10 Persons carrying on regulated activities who do not need authorisation

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

DISP 1.10 Complaints reporting rules

SUP 12.7 Notification requirements

MAR 9.3 Notification and information

GEN 5.1 Application and purpose

SUP 15.4 Notified persons

SUP 13A.1 Application and purpose

REC 2A.4 Power and procedure for RAP penalties and censures

MAR 9.2 Authorisation and verification

LR 9.5 Transactions

SYSC 4.5

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)