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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 15.3 General notification requirements

As Published: 2004

SUP 15.3 General notification requirements

LR 6.4 Independent business

As Published: 2017

LR 6.4 Independent business

LR 6.1 Application

As Published: 2005

LR 6.1 Application

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

LR 6.8 Warrants or options to subscribe

As Published: 2017

LR 6.8 Warrants or options to subscribe

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 17.5 Requirements for states, regional and local authorities and public international bodies

As Published: 2006

LR 17.5 Requirements for states, regional and local authorities and public international bodies

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

REC 3.15 Suspension of services and inability to operate facilities

As Published: 2007

REC 3.15 Suspension of services and inability to operate facilities

DTR 5.10 Use of electronic means for notifications and filing

As Published: 2007

DTR 5.10 Use of electronic means for notifications and filing