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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR App 3.1

As Published: 2005

PR App 3.1

…

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

…

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

…

BIPRU 14.2 Calculation of the capital requirement for CCR

As Published: 2006

BIPRU 14.2 Calculation of the capital requirement for CCR

…

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

PERG 13.2 General

As Published: 2011

PERG 13.2 General

…

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

…

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

…

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

…

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

…

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

…

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

…

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

…

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

…

LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

…

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

…

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