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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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MIPRU 4.1 Application and purpose

As Published: 2006

MIPRU 4.1 Application and purpose

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SYSC 13.7 Processes and systems

As Published: 2007

SYSC 13.7 Processes and systems

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CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

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SUP 10C.7 Other overall responsibility function (SMF18)

As Published: 2015

SUP 10C.7 Other overall responsibility function (SMF18)

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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MAR 5A.3 Specific requirements for OTFs

MCOB 10.4 Total charge for credit

MAR 9.2 Authorisation and verification

SYSC 1.1A Application

CASS 11.10 Payments to creditors

PERG 15.5 Negative scope/exclusions

MAR 10.3 Position management controls

MIPRU 4.1 Application and purpose

SYSC 13.7 Processes and systems

CASS 8.3 Records and internal controls

FEES 6.2 Exemption

IPRU-INV 5.8 Calculation of own funds and liquid capital

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

SUP 10C.7 Other overall responsibility function (SMF18)

PERG 8.7 Engage in investment activity

PERG 4.14 Mortgage activities carried on by professional firms

ICOBS 2.1 Client categorisation

CASS 11.9 Segregation and the operation of client money accounts

PERG 3A.3 The definition of electronic money

APER 4.5 Statement of Principle 5