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DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures

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GEN 2.1 Introduction

As Published: 2004

GEN 2.1 Introduction

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SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

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PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

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FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

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ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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COBS 18.2 Energy market activity and oil market activity

EG 6.6 Publicity during, or upon the conclusion of criminal action (see chapter 12)

DEPP 3.1 The Regulatory Decisions Committee

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

COBS 19.5 Independent governance committees (IGCs) and publication and disclosure of costs and charges

DTR 3.1

COBS 18.11 Authorised professional firms

CASS 11.5 Organisational requirements

BIPRU 3.5 Simplified method of calculating risk weights

IPRU-INV 5.5 Annual expenditure

IPRU-INV 5.10 Expenditure based requirement

DISP 3.5 Resolution of complaints by the Ombudsman

MAR 5A.1 Application

DEPP 6A.4 The interaction between the power to impose suspensions, restrictions, conditions, limitations or disciplinary prohibitions and the power to impose penalties or public censures