Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

…

EG 10.4 Other relevant powers

As Published: 2016

EG 10.4 Other relevant powers

…

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

…

LR 4.2 Contents and format of listing particulars

As Published: 2012

LR 4.2 Contents and format of listing particulars

…

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

…

SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

…

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

MAR 8.3 Requirements for benchmark administrators [deleted]

EG 3.10 Liaison where other authorities have an interest

EG 2.12 Co-operation

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

PERG 8.4 Invitation or inducement

EG 4.13 Preliminary findings letters and preliminary investigation reports

PRIN 1.1 Application and purpose

DEPP 6.7 Discount for early settlement

REC 4.4 Complaints

REC 2.16 Complaints

LR 8.6 Criteria for approval as a sponsor

FEES 3.2 Obligation to pay fees

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation