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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

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DTR 8.5 Supervision of primary information providers

As Published: 2014

DTR 8.5 Supervision of primary information providers

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DEPP 6.1 Introduction

As Published: 2007

DEPP 6.1 Introduction

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

As Published: 2016

EG 19.14 The Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

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DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

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EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

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