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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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PERG 8.12 Exemptions applying to all controlled activities

As Published: 2005

PERG 8.12 Exemptions applying to all controlled activities

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SUP 10C.2 Purpose

As Published: 2015

SUP 10C.2 Purpose

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

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PERG 8.37 AIFMD Marketing

As Published: 2013

PERG 8.37 AIFMD Marketing

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Similar To

LR 11.1 Related party transactions

EG 7.1 The FCA’s use of sanctions

SUP 10C.8 The other local responsibility function (SMF22)

COCON 1.1 Application

LR 14.3 Continuing obligations

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REC 5.2 Application process

CASS 1A.3 Responsibility for CASS operational oversight

SUP 10A.9 Significant management functions

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

MAR 10.4 Position reporting

PR 2.5 Omission of information

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy