Search Result

81 - 100 of 1745 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

BIPRU 7.7 Position risk requirements for collective investment undertakings

As Published: 2007

BIPRU 7.7 Position risk requirements for collective investment undertakings

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

BIPRU 12.4 Stress testing and contingency funding

As Published: 2010

BIPRU 12.4 Stress testing and contingency funding

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

SYSC 4.7

As Published: 2015

SYSC 4.7

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

PERG 8.14 Other financial promotions

As Published: 2005

PERG 8.14 Other financial promotions

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls