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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

REC 3.17 Inability to discharge regulatory functions

As Published: 2013

REC 3.17 Inability to discharge regulatory functions

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

CONC 6.1 Application

As Published: 2014

CONC 6.1 Application

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

As Published: 2017

IPRU-INV 12.2 FINANCIAL RESOURCES REQUIREMENTS

SUP 17A.2 Connectivity with FCA systems

As Published: 2017

SUP 17A.2 Connectivity with FCA systems

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general