Search Result

761 - 780 of 1671 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

EG 4.5 Notice of termination of investigations

As Published: 2016

EG 4.5 Notice of termination of investigations

BIPRU 12.6 Simplified ILAS

As Published: 2009

BIPRU 12.6 Simplified ILAS

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

PERG 4.14 Mortgage activities carried on by professional firms

As Published: 2005

PERG 4.14 Mortgage activities carried on by professional firms

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10C.15 Forms and other documents and how to submit them to the FCA

As Published: 2015

SUP 10C.15 Forms and other documents and how to submit them to the FCA

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

PRIN 2.1 The Principles

As Published: 2017

PRIN 2.1 The Principles

PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application