Search Result

761 - 780 of 1770 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

EG 9.8 The effect of the FCA's decision to make a prohibition order

As Published: 2016

EG 9.8 The effect of the FCA's decision to make a prohibition order

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

EG 19.20 Payment Services Regulations 2017

As Published: 2016

EG 19.20 Payment Services Regulations 2017

SUP 8.7 Varying waivers

As Published: 2001

SUP 8.7 Varying waivers

REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

TC App 6.1 Accredited bodies

As Published: 2011

TC App 6.1 Accredited bodies

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COND 1.1A Application

As Published: 2013

COND 1.1A Application

DISP App 1.1 Introduction

As Published: 2005

DISP App 1.1 Introduction

CASS 1.4 Application: particular activities

As Published: 2007

CASS 1.4 Application: particular activities

IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

CONC App 1.2 Total charge for credit rules for other agreements

As Published: 2015

CONC App 1.2 Total charge for credit rules for other agreements

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification