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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PR 3.4 Supplementary prospectus

PERG 7.2 Introduction

IPRU-INV 5.1 Application

APER 3.1 Introduction

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MCOB 2.7 Application to electronic media and distance communications

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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PERG 8.7 Engage in investment activity

SUP 15A.1 Application and notifications under EMIR

MAR 10.4 Position reporting

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy