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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

…

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

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EG 2.1 Case selection and the use of enforcement powers

DEPP 2.3 Decision notices and second supervisory notices

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DTR 1C.2 Modifying rules and consulting the FCA

DEPP 6.7 Discount for early settlement

EG 2.9 FCA guidance and supporting materials

FEES 9.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

REC 3.6 Constitution and governance

IFPRU 1.2 Significant IFPRU firm

EG 1.1 Overview

REC 2.14 Rules and consultation

REC 3.2 Form and method of notification

SYSC 19C.1 General application and purpose

LR 5.4 Restoring listing

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 9.3 The definition

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

LR 13.2 Approval of circulars