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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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FEES App 1.3 Application Fees

As Published: 2012

FEES App 1.3 Application Fees

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TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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SUP 15.12 Ongoing alerts for retail adviser complaints

As Published: 2015

SUP 15.12 Ongoing alerts for retail adviser complaints

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

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PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

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CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

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DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

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PERG 10.3 Pension Scheme Trustees

As Published: 2006

PERG 10.3 Pension Scheme Trustees

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

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EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

As Published: 2018

EG 19.36 The Packaged Retail and Insurance-based Investment Products Regulations 2017

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SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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EG 19.23 Electronic Money Regulations 2011