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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 10.5 Assessing appropriateness: guidance

As Published: 2007

COBS 10.5 Assessing appropriateness: guidance

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

LR 16.2 Requirements and eligibility for listing

As Published: 2010

LR 16.2 Requirements and eligibility for listing

LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

LR 20.1 Application

As Published: 2010

LR 20.1 Application

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

LR 18.1 Application

As Published: 2005

LR 18.1 Application

BIPRU 14.1 Application and purpose

As Published: 2006

BIPRU 14.1 Application and purpose

COBS 10.1 Application

As Published: 2007

COBS 10.1 Application

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

LR 20.3 Listing applications

As Published: 2010

LR 20.3 Listing applications

MAR 6.3A Quality of execution

As Published: 2017

MAR 6.3A Quality of execution

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF