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COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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FEES 8.1 Consumer Credit permissions

As Published: 2013

FEES 8.1 Consumer Credit permissions

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PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

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EG 13.12 Insolvency regime and relevant sections of the Act

As Published: 2016

EG 13.12 Insolvency regime and relevant sections of the Act

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Similar To

COBS 20.1A The with-profits fund

PERG 11.2 Guidance on property investment clubs

PERG 13.4 Financial instruments

EG 11.5 Other relevant powers

LR 9.2 Requirements with continuing application

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

REC 3.21 Criminal offences and civil prohibitions

COLL 5.7 Investment powers and borrowing limits for NURS operating as FAIFs

LR 19.2 Requirements for listing

IFPRU 4.12 Securitisation

APER 2.1A The Statements of Principle

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

PERG 8.17A Financial promotions concerning insurance distribution activities

COBS 2.3 Inducements relating to business other than MiFID, equivalent third country or optional exemption business and insurance-based investment products