Search Result

461 - 480 of 1460 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

EG 18.1 Cancellation on the FCA’s own-initiative

As Published: 2016

EG 18.1 Cancellation on the FCA’s own-initiative

SUP 13A.8 Sources of further information

As Published: 2006

SUP 13A.8 Sources of further information

MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

INSPRU 8.4 Capacity Transfer Market

As Published: 2009

INSPRU 8.4 Capacity Transfer Market

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

REC 5.1 Introduction and legal background

As Published: 2011

REC 5.1 Introduction and legal background

LR 9.2 Requirements with continuing application

As Published: 2006

LR 9.2 Requirements with continuing application

REC 2.16B Operation of a data reporting service

As Published: 2017

REC 2.16B Operation of a data reporting service

IPRU-INV 5.1 Application

As Published: 2016

IPRU-INV 5.1 Application

MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes