Search Result

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

…

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

…

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

…

BIPRU 13.2 Unusual Transactions

As Published: 2007

BIPRU 13.2 Unusual Transactions

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

…

MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 4.9

SUP 10C.9 Minimising overlap with the PRA approved persons regime

PERG 13.2 General

SUP App 3.6 Freedom to provide services

LR 10.4 Class 2 requirements

CONC 2.5 Conduct of business: credit broking

LR 19.4 Continuing obligations

FIT 2.3 Financial soundness

SYSC 4.3A Management body and nomination committee

SUP 10A.10 Customer-dealing functions

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

GEN 2.2 Interpreting the Handbook

BIPRU 5.1 Application and purpose

IPRU-INV 5.9 Liquid Capital Requirement for firms whose permitted business includes establishing, operating or winding up a personal pension scheme

CASS 8.1 Application

SYSC 19D.1 Application and purpose

BIPRU 13.2 Unusual Transactions

SUP 13A.3 Qualifications for authorisation under the Act

MAR 5.3A Systems and controls for algorithmic trading

MIPRU 4.3 Calculation of annual income