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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

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COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

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COBS 6.1A Adviser charging and remuneration

As Published: 2010

COBS 6.1A Adviser charging and remuneration

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FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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Similar To

PERG 8.21 Company statements, announcements and briefings

SUP 1A.1 Application and purpose

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 2.5 Investments and activities: general

PERG 2.4 Link between activities and the United Kingdom

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

PERG 8.6 Communicate

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy