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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

As Published: 2004

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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Similar To

COND 1.1A Application

CREDS 8.3 Approved persons

PERG 4.1 Application and purpose

EG 4.10 The timeframe for responding to information and document requirements

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

REC 2.2 Method of satisfying the recognition requirements

REC 3.19 Investigations

EG 19.20 Payment Services Regulations 2017

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

MAR 5.6 Reporting requirements

IFPRU 1.2 Significant IFPRU firm

SUP 16.17 Remuneration reporting

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 7.6 Schemes of arrangement

EG 9.2 The FCA’s general policy in this area

EG 12.3 Criminal prosecutions in cases of market abuse

EG 2.9 FCA guidance and supporting materials