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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

As Published: 2017

MAR 5A.10 Pre-trade transparency requirements for non-equity instruments: form of waiver

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

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SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

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PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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DTR 6.2 Filing information and use of language

As Published: 2012

DTR 6.2 Filing information and use of language

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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MAR 6.4A Quotes in respect of non-equity instruments

As Published: 2017

MAR 6.4A Quotes in respect of non-equity instruments

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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