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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

COLL Appendix 1EU KII Regulation

As Published: 2011

COLL Appendix 1EU KII Regulation

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

As Published: 2004

MCOB 1.6 Distinguishing regulated mortgage contracts and regulated credit agreements

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

DISP App 1.5 Additional considerations

As Published: 2005

DISP App 1.5 Additional considerations

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

COLL 4.4 Meetings of Unitholders and service of notices

As Published: 2006

COLL 4.4 Meetings of Unitholders and service of notices

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

MAR 9.1 Application, introduction, approach and structure

As Published: 2017

MAR 9.1 Application, introduction, approach and structure

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?