Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

…

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

…

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

…

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.8 The other local responsibility function (SMF22)

SYSC 6.1 Compliance

SYSC 5.1 Skills, knowledge and expertise

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

GEN 5.1 Application and purpose

LR 3.2 Application for admission to listing

SUP 5.5 Duties of firms

LR 8.3 Role of a sponsor: general

REC 3.8 Financial and other information

COLL 11.6 Winding up, merger and division of master UCITS

REC 3.26 Proposals to make regulatory provision

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation