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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

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PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

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Similar To

MAR 9.2 Authorisation and verification

MAR 9.3 Notification and information

SUP 5.5 Duties of firms

REC 3.26 Proposals to make regulatory provision

BIPRU 12.8 Cross-border and intra-group management of liquidity

SUP 3.8 Rights and duties of auditors

PERG 13.5 Exemptions from MiFID

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 8.3 Applying for a waiver

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

EG 19.32 The Payment Accounts Regulations 2015

SUP 15.5 Core information requirements

PERG 8.35 Authorisation and exemption

PERG 4.15 Mortgage activities carried on by 'packagers'

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

PERG 4.13 Other exemptions

CASS 12.1 Application

PERG 8.7 Engage in investment activity

SUP 1A.2 Introduction

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling