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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IFPRU 11.7 Notifications

As Published: 2015

IFPRU 11.7 Notifications

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

REC 3.23 Default

As Published: 2011

REC 3.23 Default

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

REC 6.6 Supervision

As Published: 2013

REC 6.6 Supervision