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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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CONC 11.1 The right to cancel

As Published: 2014

CONC 11.1 The right to cancel

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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MAR 7A.5 Requirements when acting as a general clearing member

As Published: 2017

MAR 7A.5 Requirements when acting as a general clearing member

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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CASS 10.1 Application, purpose and general provisions

As Published: 2012

CASS 10.1 Application, purpose and general provisions

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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REC 6.1 Introduction and legal background

As Published: 2007

REC 6.1 Introduction and legal background

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COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

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SYSC 4.9

As Published: 2015

SYSC 4.9

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COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

As Published: 2013

COLL 11.3 Co-ordination and information exchange for master and feeder UCITS

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SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CASS 7.11 Treatment of client money

As Published: 2014

CASS 7.11 Treatment of client money

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FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

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