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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

PERG 15.7 Transitional provisions [deleted]

As Published: 2018

PERG 15.7 Transitional provisions [deleted]

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

SUP App 3.6 Freedom to provide services

As Published: 2004

SUP App 3.6 Freedom to provide services

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

As Published: 2016

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 14.7 Exemptions

As Published: 2010

PERG 14.7 Exemptions

PERG 4.16 Mortgage activities

As Published: 2015

PERG 4.16 Mortgage activities

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

PERG 4.8 Administering a regulated mortgage contract

As Published: 2008

PERG 4.8 Administering a regulated mortgage contract

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement