Search Result

121 - 140 of 1321 items.

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

As Published: 2007

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

…

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

…

SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

…

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

…

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

As Published: 2007

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

…

SYSC 4.7

As Published: 2015

SYSC 4.7

…

GEN 2.2 Interpreting the Handbook

As Published: 2004

GEN 2.2 Interpreting the Handbook

…

PR App 3.1

As Published: 2005

PR App 3.1

…

PERG 8.23 Regulated activities

As Published: 2006

PERG 8.23 Regulated activities

…

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

…

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

…

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

…

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

…

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

…

PERG 2.2 Introduction

As Published: 2007

PERG 2.2 Introduction

…

COLL 1.2 Types of authorised fund

As Published: 2010

COLL 1.2 Types of authorised fund

…

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

…

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

…

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

…

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

…