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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

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CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

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CREDS 10.1 Application and purpose

As Published: 2011

CREDS 10.1 Application and purpose

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SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

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EG 12.3 Criminal prosecutions in cases of market abuse

As Published: 2016

EG 12.3 Criminal prosecutions in cases of market abuse

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REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

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REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

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