Search Result

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

MCOB 1.5 Application to appointed representatives

As Published: 2004

MCOB 1.5 Application to appointed representatives

…

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

IPRU-INV 2.1 APPLICATION

LR 10.7 Transactions by specialist companies

REC 2.9 Transaction recording

DTR 5.8 Procedures for the notification and disclosure of major holdings

DTR 5.11 Non EEA State issuers

DTR 5.2 Acquisition or disposal of major proportions of voting rights

SYSC 19A.2 General requirement

LR 6.2 Historical financial information requirements

PERG 7.5 When is it appropriate to apply for a certificate?

SUP 10A.4 Specification of functions

LR 14.2 Requirements for listing

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

APER 4.7 Statement of Principle 7

MIPRU 1.2 Actions for damages

SUP 13.10 Applicable provisions

PR 5.1 Validity of prospectus

PERG 8.35 Authorisation and exemption

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation