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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

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DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

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INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

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LR 10.7 Transactions by specialist companies

As Published: 2010

LR 10.7 Transactions by specialist companies

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MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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DTR 5.11 Non EEA State issuers

As Published: 2007

DTR 5.11 Non EEA State issuers

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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PERG 8.28 Advice or information

As Published: 2018

PERG 8.28 Advice or information

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PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

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SYSC 13.8 External events and other changes

As Published: 2016

SYSC 13.8 External events and other changes

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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CASS 11.12 CASS 11 resolution pack

As Published: 2014

CASS 11.12 CASS 11 resolution pack

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